Terms of Use and Other Disclosures

/ The terms and conditions of use set forth below apply to this website (collectively, the “Site”).

Please read these terms and conditions carefully before using the Site. By using this Site, you acknowledge that you have read, understood and agreed to the terms and conditions of use. If you do not agree to these terms and conditions of use, you may not access or use the Site. Perella Weinberg Partners and its affiliates (collectively referred to as “Perella Weinberg Partners”, “us”, “we” or “our”) reserves the right, at our discretion, to change, modify, add or remove portions of these terms at any time. Therefore, we suggest that you review these terms periodically for changes. By using our Site after we have posted changes to these terms and conditions of use, you are agreeing to be bound by these terms.

/ Disclaimer

Nothing contained in the Site constitutes investment, legal or tax advice. Neither the information, nor any opinion contained in the Site constitutes a solicitation or offer by Perella Weinberg Partners or any fund or other entity managed directly or indirectly by Perella Weinberg Partners, to buy or sell any securities, futures, options or other financial instruments. Decisions based on information contained on the Site are the sole responsibility of the visitor.

The materials in the Site are provided “AS IS” and without warranties of any kind (either express or implied). To the fullest extent permissible pursuant to applicable law, Perella Weinberg Partners disclaims any and all warranties, express or implied, including, but not limited to, implied warranties of merchantability and fitness for a particular purpose.

Perella Weinberg Partners further assumes no responsibility for, and makes no warranties that, functions contained at this Site will be uninterrupted or error-free, that defects will be corrected, or that the Site or the server that makes it available will be free of viruses or other harmful components. Perella Weinberg Partners shall not be liable for any damages to, viruses that may infect, or services, repairs or corrections that must be performed on your computer on account of your accessing this Site.

/ Restrictions on Use of Materials

Unless otherwise expressly noted, all information and materials, including, without limitation, images, illustrations, designs, icons, photographs, video clips, and written and other materials, that are part of the Site are copyrights, trademarks, service marks, trade names, trade dress and/or other intellectual property owned, controlled or licensed by Perella Weinberg Partners. No material from the Site may be copied, reproduced, republished, uploaded, posted, transmitted or distributed in any way; provided, however, that you may download, where specifically permitted, one copy of the materials on any single computer for your personal, non-commercial use only, provided you keep intact and properly display all copyright and other proprietary notices. You may not distribute, modify, transmit, reuse, repost, or use the content of the Site, including, without limitation, any text, images, audio and video, for public or commercial purposes without Perella Weinberg Partners’ written permission. Modification or use of the information or materials for any other purpose will violate the copyright and/or intellectual property rights of Perella Weinberg Partners. Perella Weinberg Partners will not treat users of this Site as its clients by virtue of their accessing this Site.

/ Jurisdictional Issues

Unless otherwise specified, the materials in or accessible through the Site are directed at residents of the United States, its territories, possessions, and protectorates. The Site is controlled and operated by Perella Weinberg Partners from its offices within the State of New York, United States of America. Perella Weinberg Partners makes no representation that materials in or accessible through the Site are appropriate or available for use in other locations or that access to them where their content is located is not illegal and prohibited. Those who choose to access the Site from other locations do so on their own initiative and are responsible for establishing the legality, usability and correctness of any information or materials under any or all jurisdictions and the compliance of that information or material with local laws, if and to the extent local laws are applicable. You may not use or export the information or materials in violation of U.S. export laws and regulations. The information provided in or accessible through the Site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Perella Weinberg Partners to any registration or other requirement within such jurisdiction or country. Perella Weinberg Partners reserves the right to limit access to the Site to any person, geographic region or jurisdiction.

/ Governing Law and Consent to Jurisdiction

These terms and your use of the Site shall be governed by the laws of the United States of America and the State of New York without regard to its conflicts of laws principles. Any legal action or proceeding related to this Site shall be brought exclusively in a federal or state court of competent jurisdiction sitting in New York.

/ Other

If any provision of these terms shall be deemed unlawful, void or for any reason unenforceable, then that provision shall be deemed severable from these terms and shall not affect the validity and enforceability of any remaining provisions. Perella Weinberg Partners reserves the right to alter or delete materials from this Site at any time at its discretion.

/ Regulatory Matters

Perella Weinberg Partners LP (“PWPLP”) provides investment banking services in the United States. PWPLP is not a retail broker-dealer, and does not solicit or carry accounts for, or offer or sell securities products to retail customers. PWPLP is regulated by the Financial Industry Regulatory Authority, Inc. and a member of SIPC.

The information in this Site is issued and approved by Perella Weinberg Partners UK LP (“PWP-UK”) which is authorized and regulated by the Financial Conduct Authority (“FCA”). The FCA regulates the financial services industry in the UK and is located at 25 The North Colonnade, Canary Wharf, London E14 5HS. PWP-UK has its registered office at 20 Grafton Street, London, W1S 4DZ, United Kingdom. PWP-UK’s FCA registration number is 453328. This Site is provided for informational purposes only and is not directed at, or intended for distribution to or use by, any person or entity who is a citizen or resident of or located in any jurisdiction (including the UK) where such distribution, publication, availability or use would be contrary to applicable law or regulation which would subject that PWP-UK or its subsidiaries or affiliates to any registration or licensing requirements with such jurisdiction.

The information featured on this Site may relate to services of an entity/person incorporated and operating outside of the UK or to other matters which are not regulated by the FCA. In such case, the provision of such services will not have the benefit of UK regulatory protections, including those provided in respect of the FCA rules and the UK compensation scheme. In particular, PWP and certain of its other subsidiaries are based outside of the UK and the provision of services by them will not have the benefit of such UK regulatory protection.

Perella Weinberg Partners UK LLP, Dubai Branch (“PWP-Dubai”) provides investment banking services from the Dubai International Financial Centre (“DIFC”) in the United Arab Emirates. PWP-Dubai does not solicit or provide services to retail customers. PWP-Dubai is regulated by the Dubai Financial Services Authority (www.dfsa.ae).

Perella Weinberg Partners UK LLP, Abu Dhabi Branch, is licensed by the Abu Dhabi Global Market Financial Services Regulatory Authority (license No: 000000349).

/ Proprietary Rights

All rights, titles and interest in this Site and any content contained herein are the exclusive property of Perella Weinberg Partners, except as otherwise stated. Unless otherwise specified, this Site is for your personal and non-commercial use only. You may print, copy and download any information or portion of this web website for your personal use only. You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, frame, create derivative works from, transfer, or otherwise use in any other way for commercial or public purposes in whole or in part any information, software, products or services obtained from this web Site, except for the purposes expressly provided herein, without Perella Weinberg Partner’s prior written approval. If you copy or download any information or software from this Site, you agree that you will not remove or obscure any copyright, other notices, or legends contained in any such information.

/ Your personal information

You are not required to provide any personal information to access the public areas of the Site. However, you may choose to provide personal information to Perella Weinberg Partners if you submit an application for a position detailed on the Site’s “Careers” page. In the UK, your information will be controlled by PWP‑UK.

PWP‑UK will use your information to process and consider your application, and to contact you if necessary. PWP-UK may, for these purposes, transfer your personal information overseas to any office of Perella Weinberg Partners or its affiliates. Some of these offices are in countries outside the European Economic Area. Your information will not be shared with any third parties.

/ Perella Weinberg Partners LP Privacy Notice

Perella Weinberg Partners LP recognizes the importance of maintaining the privacy of information that it, Perella Weinberg Partners or their respective affiliates receive relating to any individual Client or investor.  We are committed to maintaining the privacy of every current and prospective Client or investor.  We recognize that Clients and investors entrust it with important personal information, and wishes to assure them that it takes seriously its responsibilities in protecting and safeguarding this information.

In connection with making available investment products and services to current and potential investors, we may obtain nonpublic personal information about Clients and investors.  This information may include a Client’s or investor’s name, address, e-mail address, social security number, account number, assets, income, financial situation, transaction history and other personal information.

We may collect nonpublic information about Clients and investors from the following sources:

  • Information we receives on applications, forms, questionnaires, websites, agreements or in the course of establishing or maintaining a Client or investor relationship; and
  • Information about Client and investor transactions with us, our affiliates and others.

We do not disclose any nonpublic personal information about its Clients, investors, or former investors to anyone, except as permitted by laws or regulations or as set forth in the applicable offering documents of our Funds or as contemplated in Client agreements.  In cases where we believes that additional products and services may be of interest to Clients and investors, we may share the information described above with its affiliates.  We also may disclose this information to firms that perform services on its behalf.  These agents and service providers are required to treat the information confidentially and use it only for the purpose for which it is provided.  It may be necessary in the course of operating a Client account to disclose such information for purposes including, but not limited to, making investments on behalf of the Client, complying with anti-money laundering laws, preparing tax returns and reports for each individual investor or determining whether an individual investor meets the regulatory requirements for an investment in a Fund.

We restrict access to nonpublic personal information about Clients and investors to those partners, officers, members, employees, agents, consultants or other parties who need to know that information to provide products or services to Clients or investors in connection with their investments with or through us.  We maintains physical, electronic and procedural safeguards that comply with federal standards to guard nonpublic personal information.  We also have sought to implement internal controls to keep Client and investor information as accurate and complete as practicable.  If any Client or investor believes that any information about them is not accurate, they should contact us.

Federal law gives you the right to limit only the following information sharing:  (1) sharing with affiliates for everyday business purposes information about your creditworthiness; and (2) sharing with non-affiliates for the purpose of marketing products or services to you.  If you would like to limit any of the foregoing sharing purposes, please contact us in writing at the address below.

  • Note:      This Notice is provided to Clients, investors and prospective investors of Perella Weinberg Partners LP. This Notice is not intended to be incorporated in any offering materials but is merely a statement of our current Privacy Policy and may be amended from time to time.

Clients and investors that have any questions about our privacy policy should contact our Compliance Department in writing at 767 Fifth Avenue, New York, NY 10153.

/ Business Continuity Disclosure

We have designed a business continuity plan (“BCP”) to evaluate and manage a potential significant disruption to its business operations so that we may continue critical business functions in the event of an emergency. Critical functions include the storage and preservation of data, alternate communications with clients and regulators, and alternate communications with employees. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

In the event of a significant business interruption, we will assess which means of communication are still available to us, and use the means closest in speed and form (written or oral) to the means that we have used in the past to communicate with the other party.  For example, if we have communicated with a party by email but the Internet is unavailable, we will call them on the telephone and follow up where a record is needed with paper copy in the US mail or rapid delivery service.

The BCP was designed after reviewing the potential risks and ability to recover from key losses. The BCP is reviewed and updated at least annually. The BCP includes discussion of potential disruptions including loss of one or more offices, loss of communication services, loss of power, loss of key personnel, and loss of key service providers. Our BCP addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, bank and counter-party impact; and regulatory reporting.

We utilize our various off-site locations to replicate critical data and technology. In the event of a significant disruption, it is our goal to recover from the disruption within 24 hours or less so that we can continue business operations. We intend to respond to such disruptions by safeguarding our employees and property, making a financial and operational assessment, and protecting the firm’s books and records. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Significant business disruptions can vary in their scope. A disruption may affect only our firm, a single building housing one of our firm’s offices, the business district where one of our firm’s offices is located, the city where one of our firm’s offices is located, or a whole region where one or more of our firm’s offices are located. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing one of our firm’s offices, we will make every effort to transfer our operations to a local site when needed and expect to recover and resume business within 24 hours or less. In a disruption affecting a business district, city, or region including one or more of our offices, we will transfer our operations to a site outside of the affected area, and recover and resume business within 24 hours or less. In either situation, we plan to continue in business, and notify you on how to contact us through our web site. The nature of the BCP is to lessen the impact of emergencies. Because events that bring about disruptions are unpredictable, we may have no ability to restore full service in the event of failures in certain infrastructure such as utilities, communication networks, transportation, and third party providers. We do not guarantee that we will be able to continue or resume business operations within any specified period of time under all circumstances.

For more information or if you have questions about our business continuity planning, you can contact us at bcp@pwpartners.com.

CUSTOMER COMPLAINT NOTICE DISCLOSURE STATEMENT
SEC Rule 17a-3(a)(18)(ii)

Perella Weinberg Partners LP, in accordance with Rule 17a-3(a)(18)(ii), is furnishing this statement to provide you with a name, telephone number and address, if you ever need to report or notify us of a possible complaint. If, for any reason, you feel you have a complaint, please contact our Chief Compliance Officer immediately by telephone at (212) 287-3200 or by mail at:

Perella Weinberg Partners LP
767 Fifth Avenue
New York, NY 10153
Attn: Compliance Department

 

COPYRIGHT NOTICE. © 2016 Perella Weinberg Partners Group LP. All rights reserved.